Product Description Exam Number/Code:
Exam Number/Code: CSOP
Exam Name: Certified Securities Operations
Professional
Release / Update Date: Jan 08, 2016
This exam will be available for download 3 weeks after purchase . Please contact support@financecerts.com with any Questions.
Information Regarding CSOP Exam
The Certified Securities Operations Professional certification is designed to:
* Establish a recognized standard of knowledge and competence for securities operations professionals working within wealth management and trust organizations
* Formally recognize those who meet these standards
* Provide employers with a tool to identify skilled, knowledgeable professionals
* Support the benefits of professional continuing education and development
Eligibility requirements
In order to be authorized to use the CSOP credential, you must meet the experience, education, ethics and examination requirements determined to be competency measures for security operations professionals. The certification advisory board for the CSOP designation has established these standard requirements. As a candidate, you must meet the following prerequisites in order to qualify to take the CSOP certification examination:
1. Professional Experience & Education
* A minimum of three (3) years experience in securities operations, and completion of one of the following ICB-approved educational programs/schools:
Cannon Financial Institute Securities Operations Schools, or
* Five (5) years experience in securities operations.
2. Professional Reference
One letter of recommendation is required from a senior official or your manager attesting to your qualifications for certification including, your securities operations experience.
3. Ethics Statement
Each candidate must sign ICB\'s Professional Code of Ethics statement. Please note: you must furnish all pertinent information about any convictions or pleas of nolo contendere on the grounds of fraud, embezzlement, unfair or deceptive practices, securities law violations, misappropriation of property, fraudulent conversations or any civil or administrative action from which you have been previously found liable.
4. Application
You must complete and submit the application. You are required to meet the eligibility requirements in place at the time that you submit your application.
Maintenance requirements
To maintain your CSOP in good standing, you must adhere to ICB\'s Professional Code of Ethics, pay an annual fee, and complete 30 credits of continuing education every three years.
At FinanceCerts.com we provide CSOP study guides to compliment the main study notes with the course.
Pass rate after preparing from CSOP practice material provided by FinanceCerts.com is one of the highest in the country and FinanceCerts.com guarantee your success and assure you will be a certified professional after preparing from our CSOP study material.